Case Management

Every compliance alert becomes a structured, auditable case

When Fintegrity flags a transaction, it doesn't send an alert and leave the rest to your team. It opens a complete case — evidence already assembled, customer history already attached, investigation workflow ready to go. No manual ticket raising. No evidence gathering. Just investigation.

The compliance operations problem

Spreadsheets and email chains are not case management

Most Nigerian fintech compliance teams manage AML investigations the same way: alerts in a spreadsheet, evidence in email threads, decisions in a shared drive. When a regulator asks for proof that a transaction was properly reviewed, the response is a reconstructed narrative. That's not evidence. That's a story.

Fintegrity replaces that with a purpose-built investigation workflow where every action is timestamped, attributed, and immutable from the moment the alert fires.

Without Fintegrity
  • Alert received via email or Slack
  • Analyst manually gathers transaction data
  • Investigation notes in a shared spreadsheet
  • Decision communicated verbally or via email
  • Evidence reconstructed on demand — if at all
With Fintegrity
  • Case opens automatically with evidence assembled
  • Full transaction context and customer history in the case
  • Timestamped investigation notes in the case record
  • Disposition logged with reasoning, not just outcome
  • Complete evidence pack generated on demand, any time
Case lifecycle

From alert to archive — every step documented

A Fintegrity case follows a structured lifecycle. Nothing is skipped, nothing is optional. Every step is timestamped and attributed to a named analyst.

01

Alert fires

Transaction monitoring detects a pattern or threshold breach and generates a structured alert.

02

Case auto-created

A case opens automatically with the triggering transaction, customer profile, and risk state already attached.

03

Analyst assigned

Rule-based routing assigns the case to the right analyst based on type, risk level, or team workload.

04

Investigation

Analyst reviews transaction history, customer profile, screening results, and adds timestamped notes.

05

Disposition

Clear, escalate to SAR, freeze account, or close — with required reasoning documented for every outcome.

06

Archive

The complete case — every action, every note, every decision — is retained in the immutable evidence store.

Case content

Everything a proper investigation needs — pre-assembled

Evidence assembled automatically

  • Triggering transaction

    Full context — amount, counterparties, channel, timestamp, rail — exactly as it was when the alert fired.

  • Customer risk profile

    Risk state, KYC tier, and account standing at the exact moment of the alert. Frozen, not updated retrospectively.

  • Transaction history

    Rolling view of the customer's recent transaction pattern, with the flagged activity highlighted in context.

  • Previous case history

    All prior cases for this customer, with their dispositions, visible in one place.

  • Screening hit details

    If screening is configured, results from your sanctions/PEP provider are attached automatically.

Investigation tools for your team

  • Timeline view

    Chronological view of all events in the case — transactions, state changes, analyst actions — in a single timeline.

  • Timestamped notes

    Analyst notes are attributed to a named team member and cannot be edited after submission.

  • Structured disposition

    Every case closure requires a disposition type and documented reasoning — not just a click.

  • SAR documentation support

    Case evidence structured to support SAR filing documentation if the case escalates.

  • Evidence pack export

    Generate a complete, structured evidence pack for any case on demand — for regulator review or internal audit.

Immutability

The audit trail is not a log. It's a legal record.

Every action in Fintegrity's case management is append-only. No edits. No deletions. Each entry is timestamped server-side and attributed to a named user. When a regulator requests evidence of how a transaction was reviewed and decided, you generate a pack — not a reconstruction.

Append-only

No edit, no delete

Notes, state changes, and decisions are written once. The record of what happened cannot be altered after the fact.

Attribution

Every action has an owner

Every case action — opening, note, disposition — is attributed to a named analyst and their role at the time.

Timestamp

Server-side timestamps

Timestamps are set by Fintegrity servers, not client clocks. The sequence of events is authoritative.

On demand

Evidence packs generated instantly

Any case can produce a structured evidence pack at any time — formatted for regulator review or SAR documentation.

Retention

Configurable retention periods

Cases and their evidence are retained in line with AML/CFT recordkeeping requirements for your jurisdiction.

Access control

Role-based access

Analysts, supervisors, and administrators have differentiated access. All access is logged.

Connected capabilities

Case Management is part of an integrated compliance layer

Cases don't exist in isolation. They flow from monitoring alerts and are resolved using decisions from the Decision API — all within a single, integrated compliance platform.

See what a Fintegrity case actually looks like

We'll walk you through a live case — from the monitoring alert that created it to the evidence pack your compliance team would present to a regulator.